Compliance

The FCA's launch of its inaugural Enforcement Watch newsletter marks a notable evolution in how enforcement expectations are communicated to the market. According to...

In compliance, technology may shape outcomes, but culture ultimately determines how those outcomes unfold. The compliance function has historically relied on labour-intensive, manual processes,...

Mobile communications have become one of the most difficult areas of modern communications compliance. As regulatory enforcement around off-channel messaging continues to intensify, firms...

Compliance has always been built on a simple and succinct premise: when something goes wrong, someone has to be accountable. That assumption is now...

Agenzee, a compliance-focused technology company, has unveiled Agenzee Assist, a fully managed service that handles licensing, regulatory monitoring, and compliance tasks for insurance producers. The...

Expense management remains a persistent challenge for organisations, even as FinTech innovation continues to reshape other areas of financial operations. Many firms still depend...

Australia’s financial crime framework is entering a period of profound change, with AML and counter-terrorism financing reforms set to reshape how institutions manage risk....

HAQQ Legal AI, a company building an operating system for the legal industry, has announced it has raised a total of $3m to date...

Throughout the financial services space, modelling teams face a persistent and increasingly uncomfortable problem: accuracy alone is no longer enough. Insurers and lenders are...

Comply has achieved ISO/IEC 27001 certification, marking a significant milestone in its efforts to strengthen trust, security and governance across its RegTech operations. The...