Compliance

Castellum.AI has recently closed a successful $4m seed investment round as they look to scale compliance screening for enterprises.

Compliance Risk, the sole Governance-as-a-Service solution crafted specifically by MSPs for MSPs, has shared significant updates about its direction in the industry.

The private markets have witnessed a substantial increase in managed assets over the last decade, attracting the attention of U.S. regulators aiming to enhance transparency through expanded regulation. With these regulatory developments, it's time to re-evaluate the Global Investment Performance Standards (GIPS), which have evolved from being the gold standard for investment performance presentation to a tool that assists advisers in meeting new regulations.

On October 4th, the Operational Taxes for Investment Firms conference took place, as experts from HMRC (His Majesty's Revenue and Customs) and investment firms all converged, including tax operations and corporate tax professionals. The meeting of minds became the perfect place for TAINA Tech to outline their due diligence compliance solution.

Unsurprisingly, terrorism-related events, especially those connected with recent happenings in the Middle East, have been a dominant topic in news headlines globally.

Mbanq has announced its growth milestones with new client platform launches, revenue growth, three new office locations, workforce expansion, and a strategic shift that has seen it strengthen its ‘as-a-service’ portfolio.

Thomson Reuters, a global content and technology company, has introduced ONESOURCE E-Invoicing, a centralised platform aimed at simplifying electronic invoicing compliance for multinational businesses.

FinTech Global recently spoke to Devin Redmond - CEO and co-founder of Theta Lake - to learn more about the company.

In the intricate world of regulatory compliance within FinTech, the three-step standard ‘Know Your Risk’ (KYR) strategy has emerged as a beacon of simplification and clarity.

Sibos 2023 concluded under the amiable autumn skies of Toronto, bringing together financial leaders, such as Victor Dodig from CIBC and others from Santander, State Bank of India, DBS, CLS, and EY, to discuss the resilience of banks and financial institutions amidst geopolitical disruptions. Fenergo attended the panel to understand how some of the big financial leaders are handling financial crime.