Compliance

Compliance is often treated as a software problem. MGAs compare features, pricing and dashboards, then assume the right tool will solve everything. In reality, compliance architecture is not about technology at all. It is about understanding how a business operates, where risk sits, and how oversight is enforced as scale increases.

Five questions every MGA should ask before scaling

Compliance is often treated as a software problem. MGAs compare features, pricing and dashboards, then assume the right tool will solve everything. In reality,...
Zeidler expands MMR-Tool for Singapore marketing compliance

Zeidler expands MMR-Tool for Singapore marketing compliance

Zeidler Group has expanded the Singapore coverage of its Marketing Material Review Tool (MMR-Tool), adding new checks designed to help asset managers and other...
The shift from on-premises communication systems to cloud platforms has reshaped the role of compliance data. Alongside new challenges such as rapidly evolving tools, siloed responsibilities, and the need to demonstrate regulatory control, organisations now have an opportunity to transform compliance into a strategic asset. Luware Recording helps firms harness this potential while managing risk effectively.

Why compliance data is more valuable than ever

The shift from on-premises communication systems to cloud platforms has reshaped the role of compliance data. Alongside new challenges such as rapidly evolving tools,...
Growing an insurance agency is about more than signing new producers and writing more policies. Carriers want to know that your operations can handle the volume you plan to deliver. In 2026, this means paying close attention to compliance.

Why insurance carriers care about compliance

Growing an insurance agency is about more than signing new producers and writing more policies. Carriers want to know that your operations can handle...
compliance

How businesses can demystify the future of compliance

Making an accurate prediction of the future of compliance has never been more challenging — or more important. For payments and banking firms, regulatory...
AI

How CCOs can manage AI notetaker risks safely

Financial services firms are moving quickly to adopt AI note-taker tools because they make meetings easier to document and knowledge easier to share. But...
As insurance agencies and MGAs grow, compliance can quickly become a limiting factor. The moment of crisis often hits around 50 producers. According to Producerflow, a platform specialising in compliance automation, small errors such as an incorrect licence entry, a carrier portal timing out, or a delayed email with appointment confirmations can suddenly prevent half your team from writing business in a state you have served for years. Tasks that once took an afternoon can stretch into a week, and what once felt manageable now feels chaotic.

How to scale insurance compliance without errors

As insurance agencies and MGAs grow, compliance can quickly become a limiting factor. The moment of crisis often hits around 50 producers. According to...
Insurance firms are experiencing some of the highest delays in data updates and report widespread use of inflexible compliance tools, according to a survey by LSEG Risk Intelligence.

Insurance firms hampered by rigid compliance systems

Insurance firms are experiencing some of the highest delays in data updates and report widespread use of inflexible compliance tools, according to a survey...

Generative AI in compliance: oversight, governance and risk

Generative AI is no longer an emerging concept for compliance teams. Over the past year, it has become a practical tool embedded into everyday...
Ripple, a global FinTech firm, has secured approval from the Monetary Authority of Singapore (MAS) to expand the payment activities permitted under the Major Payment Institution (MPI) licence held by its Singapore subsidiary, Ripple Markets APAC Pte. Ltd.

Ripple launches expanded payments services with MAS approval

Ripple, a global FinTech firm, has secured approval from the Monetary Authority of Singapore (MAS) to expand the payment activities permitted under the Major...

News Stories

Q2 RegTech

Powerful June funding haul drives strong Q2 for RegTech deals

The second quarter of 2026 proved to be another powerful period for RegTech investment, with over $2bn raised across the industry. Funding was down...
SMCR

Regulators cut SMCR red tape as reform wave begins

The Financial Conduct Authority and Prudential Regulation Authority have unveiled the opening phase of their reform of the Senior Managers and Certification Regime (SMCR),...
ABN AMRO

ABN AMRO hit with €8.5m DNB fine over AML failures

ABN AMRO has been handed an administrative fine of €8.5m by De Nederlandsche Bank (DNB) after the regulator uncovered structural weaknesses in the way...
actuarial

Agentic AI risks turning actuarial pricing into a black box

The insurance industry is caught in an AI gold rush, but not everything that glitters is fit for actuarial purposes. According to AKUR8, as agentic...
Luware

Can IPC’s Luware deal solve fragmented compliance capture?

IPC Systems has entered a strategic partnership with Luware to widen access to Luware Recording, a cloud-hosted compliance recording platform aimed at financial institutions. Under...

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