Taylor Faw serves as the Chief Compliance Officer and Chief Operating Officer of Strathmore Capital Advisors, Inc., a registered investment adviser based in Charlotte, North Carolina. Prior to joining Strathmore Capital, Taylor was a Lead Compliance Associate with Fairview Investment Services, LLC and Fairview Cyber, LLC in Raleigh, North Carolina. He worked with a variety of investment advisers and investment companies to develop, implement, and maintain compliance programs and initiatives, as well as drafting information security policies and procedures. Before working for Fairview, Taylor served as an Assistant Attorney General in the Enforcement Division of the South Carolina Securities Division. With the Securities Division, he focused on cases involving unregistered actors and more advanced technological aspects, including market manipulation and digital assets. Taylor received his BS in Business Administration from the University of South Carolina’s Darla Moore School of Business in 2011. He also received his JD from the University of South Carolina School of Law in 2014. He has previously served on the South Carolina Bar’s Judicial Qualification Commission, as well as the Enforcement Technology, Investment Adviser Training, and Enforcement Zones Project Groups with the North American Securities Administrators Association (NASAA). Taylor is a member of the National Society of Compliance Professionals (NSCP) and has spoken at the NSCP National Conference on topics ranging from digital assets to data privacy to information security.
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