Download a full sample list of who attended in 2023

Partial list of participants from financial institutions attending the event


AVP, Compliance
AVP, Risk and Compliance Solutions
Chief Compliance Officer
Chief Information & Cyber Security Officer
Chief Operating Officer
Chief Privacy Officer
Chief Risk Officer
Commercial Banking COO
Head of Business Financial Crime Risk and Regulatory Change
Head of Digital and Strategic Change
COO, ALM and Treasury
Deputy Head of Anti-Financial Crime, Americas
Deputy Head of Consumer Financial Crime Compliance Strategy
Deputy Head of Financial Crime Operations
Deputy Head of Global Regulatory Affairs
Digital Banking & Strategic Change
Director – Global Head of Emerging Risk
Director – Head of Americas Compliance Monitoring
Director – Internal Audit (IT)
Director – Operations
Director – Sales & Trading Compliance
Director, Head of Strategy and Controls, Treasury Americas
Director of IT
Director of Operational Due Diligence
Director of Oversight
Director -Regulatory Development Product Manager
Director, Artificial Intelligence Labs
Director, Compliance
Director, FCC Effectiveness Engagement Strategy, Europe & Americas
Global Head of Regulatory Technology Portfolio Management
Director, Head of Compliance Strategy & Coordination
Director, Head of Monitoring and Investigations Americas
Director, Head of US Trade Surveillance
Director, Information Security
Director, KYC Manager
Director, Risk and Controls Group, U.S. Enterprise Risk Management
Director, Strategic Technology Services
Director, Wholesale Bank Regulatory Compliance
Executive Director – Regulatory Project Manager
Executive Director, Head of Audit CIB & Functions, US
Executive Vice President & Chief Risk Officer
General Counsel and Chief Compliance Officer
Global Co-head Regulatory Technology
Global Enterprise Risk and Financial Crime Compliance
Global Head Communications Surveillance
Global Head of Core Compliance Technology
Global Head of Innovation & Labs for Chief Risk Officer
Global Head of Transaction Monitoring
Global Head of Volcker Rule Office and Global Head of the FRTB programme
Global Wholesale and Risk Technology
Group Head – Digital Transformation
Head of AML Transaction Monitoring
Head of Audit
Head of Business Transformation
Head of Compliance
Head of Compliance & Regulatory Affairs
Head of Compliance Americas
Head of Data Strategy & Operations
Head of Financials and Resourcing
Head of Global Control Room & Electronic Surveillance
Head of Group Audit Americas
Head of Policies and Implementation
Head of Product Management for Archiving, Records Management & eDiscovery
Head of Regulatory Affairs – Americas
Head of Risk Analysis & Strategy, Anti-Financial Crime
Head of Technology Risk and Regulatory Management
Head of U.S. Privacy Compliance
Information Security Officer, VP
Managing Director – C.O.O. – Group Financial Security U.S.
Managing Director – Chief Operations Officer & Head of the Divisional Control and Regulatory Office
Managing Director – Head of Regulatory Transformation
Managing Director, Global Co-Head, Financial Crime Compliance
Managing Director, Global Technology
Managing Director, Head of Transformation
Regional Head, FCC Change and Analytics, Europe & Americas
Senior Compliance Officer
Senior Manager, Head of US Regulatory Technology
Senior Vice President, Chief Compliance Officer
Senior Vice President of Operations & Strategy
Senior Vice President, AML Data Management

Major Financial Institutions

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