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Keynote Speaker - Aron Ralston

World-Renowned Adventurer, Speaker, and Subject of the Film 127 Hours.

Aron Ralston’s extraordinary story of survival after an 800-pound boulder trapped him in a remote Utah canyon captured global headlines in 2003. Shared through his New York Times bestseller, Between a Rock and a Hard Place, and the Oscar-nominated film 127 Hours, Ralston takes audiences through six grueling days without water or communication before freeing himself by severing his own arm.

Following a miraculous rescue and equipped with custom-designed prosthetics, Aron returned to his outdoor passions, completing unrepeated elite mountaineering projects. He has appeared with Tom Brokaw, David Letterman, and Jay Leno, delivering powerful keynotes to over 500 groups worldwide. Attendees credit his story with helping them navigate disease, disability, and depression. Aron’s incredible triumph inspires audiences to harness their inner strength and transform personal and professional “boulders” into blessings. Today, Ralston continues to pursue high-altitude adventures, advocate for wilderness protection, and keep up with his two spirited children, Leo and Elisabetta.


Hear from top industry leaders

The leading RegTech innovators and experts speak at the event.
Marianne Yen - CTBC Bank New York Branch

Marianne Yen – CTBC Bank New York Branch

Chief Compliance Officer
CJ Rinaldi - Payward

CJ Rinaldi – Payward

Chief Compliance Officer
Sylvester Marbey - Vontobel

Sylvester Marbey – Vontobel

Chief Compliance Officer Americas
Edwin Rivas - Helaba (Landesbank Hessen-Thüringen)

Edwin Rivas – Helaba (Landesbank Hessen-Thüringen)

Senior Vice President and Chief Compliance Officer

Sven Dobler - Zurich Cover-More

Sven Dobler – Zurich Cover-More

Global Chief Compliance Officer
Rob Guldner - Steward Partners

Rob Guldner – Steward Partners

Chief Compliance Officer
Nick Krafft - New York State Department of Financial Services

Nick Krafft – New York State Department of Financial Services

Executive Deputy Superintendent, Research and Innovation
Yan Feng - Mizuho Americas

Yan Feng – Mizuho Americas

Executive Director - Head of Modelling and Analytics for Financial Crime Compliance

Ban	Ghosh - Scotiabank

Ban Ghosh – Scotiabank

Global Head of Regulatory and Controls Technology
Clement	King - Scotiabank

Clement King – Scotiabank

Managing Director, US Head of Business Risk Management
Michael Schwartzberg - UBS

Michael Schwartzberg – UBS

Executive Director and Head of CUSO Banking Regulatory Compliance
Annu Warikoo - Comerica Bank

Annu Warikoo – Comerica Bank

Former Senior Vice President, Corporate Risk

Deepthi Machavaram - Morgan Stanley

Deepthi Machavaram – Morgan Stanley

Global Head of Digital Financial Crimes Advisory
Michelle Goodsir - SMBC Group

Michelle Goodsir – SMBC Group

Head of Financial Crime Compliance, Americas Division
Chantele Pereira - Standard Chartered

Chantele Pereira – Standard Chartered

ED, Head of FCSO Risk Management Europe and Americas
Michael Myllek - Natixis CIB Americas

Michael Myllek – Natixis CIB Americas

Head of KYC Advisory

Joe	Sheirer - FINRA

Joe Sheirer – FINRA

Senior Vice President, Corporate Financing and Advertising Regulation
Jason Foye - FINRA

Jason Foye – FINRA

Vice President, Illicit Finance and Fraud
Michael 	Rasmussen - GRC 20/20 Research

Michael Rasmussen – GRC 20/20 Research

The GRC Pundit and Analyst
Mark A. Solovy - Monroe Capital

Mark A. Solovy – Monroe Capital

Co-Head, Technology Finance Group

John P. McGuinness - Thirdpath

John P. McGuinness – Thirdpath

Managing Partner and Chief Compliance Officer
Gennaro	Scalo - Independent

Gennaro Scalo – Independent

Operating Executive, AI Governance, Identity and RegTech
Lucy Heavens - Women of FinTech

Lucy Heavens – Women of FinTech

Champion and Ambassador
Susan Moy - BBVA

Susan Moy – BBVA

US Head of Bank Regulatory Compliance

Patrick Palomo - Smarsh

Patrick Palomo – Smarsh

Principal Solutions Architect
Thomas Stewart - Hadrius

Thomas Stewart – Hadrius

Co-Founder and Chief Executive Officer
Som Mohapatra - Hadrius

Som Mohapatra – Hadrius

Co-Founder and Chief Operating Officer
Ryan Stevenson - Hadrius

Ryan Stevenson – Hadrius

Founding Sales Lead

Nabeel Ebrahim - Behavox

Nabeel Ebrahim – Behavox

Chief Revenue Officer
Fahreen	Kurji - Behavox

Fahreen Kurji – Behavox

Chief Customer Intelligence Officer
Madhu Nadig - Flagright

Madhu Nadig – Flagright

Co-Founder and Chief Technology Officer
Sarah Dalton - Archer

Sarah Dalton – Archer

Global Head of Content Excellence

Dave Loeser - Comply

Dave Loeser – Comply

Senior Vice President, Product Management
Vall Herard - Saifr

Vall Herard – Saifr

Founder and Chief Executive Officer
Kunal Vankadara - Haast

Kunal Vankadara – Haast

Co-Founder and Chief Executive Officer
Dave Feldman - Greenboard

Dave Feldman – Greenboard

Co-Founder and Chief Executive Officer

Camilla Yellets - LexisNexis Risk Solutions

Camilla Yellets – LexisNexis Risk Solutions

Director of Financial Crime Compliance
Salvatore Bisignano - Global Relay

Salvatore Bisignano – Global Relay

Solutions Engineer
Donald McElligott - Global Relay

Donald McElligott – Global Relay

Vice President, Compliance Supervision
Chris Stapenhurst - Arctera

Chris Stapenhurst – Arctera

Director, Product Management

Amol Botre - Arctera

Amol Botre – Arctera

Director, Product Management
Doni Hoti - Adclear

Doni Hoti – Adclear

Co-Founder and Chief Executive Officer
Alex Grinman - One Footprint

Alex Grinman – One Footprint

Co-Founder and Chief Technology Officer
Rory McGrath - Corlytics

Rory McGrath – Corlytics

Global Head of Solutions Consulting

Aoife May - Wolters Kluwer

Aoife May – Wolters Kluwer

Associate Director, Product Management

Previous Speakers

Adrienne A. Harris - New York State Department of Financial Services

Adrienne A. Harris – New York State Department of Financial Services

Superintendent
Ken	Goodall - Itaú USA

Ken Goodall – Itaú USA

Chief Compliance Officer and Senior Vice President
Aaron Wolf - Mizuho Financial Group

Aaron Wolf – Mizuho Financial Group

Deputy Chief Compliance Officer and Head of Financial Crime Compliance
Taylor Faw - Strathmore Capital Advisors

Taylor Faw – Strathmore Capital Advisors

Chief Compliance Officer and Chief Operating Officer

Alison Young - Rabobank

Alison Young – Rabobank

Deputy Head Financial Crime Compliance, North America
April Humbias - Citi

April Humbias – Citi

Head of North America AML Compliance Risk Management, Commercial Bank
Julapa Jagtiani - Federal Reserve Bank of Philadelphia

Julapa Jagtiani – Federal Reserve Bank of Philadelphia

Senior Economic Advisor and Economist
Avner Yoffe - eToro

Avner Yoffe – eToro

Head of RegTech Surveillance

Diana Paredes - Suade Labs

Diana Paredes – Suade Labs

Co-Founder and Chief Executive Officer
James Stubbs - State Street

James Stubbs – State Street

Global Head of AML Programs
Elizabeth Owen - First Bank of the Lake

Elizabeth Owen – First Bank of the Lake

Senior Vice President, BSA Officer
Johanna	 Anders - Janus Henderson

Johanna Anders – Janus Henderson

Chief Compliance Officer and Head of Distribution Compliance, North America

John Pepe - Proofpoint

John Pepe – Proofpoint

Industry Advisor and Resident Chief Compliance Officer
Johnnie Adkins - Flagright

Johnnie Adkins – Flagright

Senior Sales Executive
Jeff	Smith - Velocity Capital

Jeff Smith – Velocity Capital

Chief Compliance Officer
Jeffrey O. Himstreet - MFA

Jeffrey O. Himstreet – MFA

Vice President and Senior Counsel

Jessica Renier - Institute of International Finance (IIF)

Jessica Renier – Institute of International Finance (IIF)

Managing Director, Digital Finance
George L. Stein - Bank of America

George L. Stein – Bank of America

Director, Global Compliance and Operational Risk
Deepak Gandhi - Visa

Deepak Gandhi – Visa

Global Head of Corporate Generative AI
Joanna Marathakis - Circle

Joanna Marathakis – Circle

Vice President, Financial Crimes Compliance

Bianca Wallace - The Norinchukin Bank

Bianca Wallace – The Norinchukin Bank

U.S. Chief Risk Officer
Serge Todorovich - Shenkman Capital Management

Serge Todorovich – Shenkman Capital Management

Chief Legal Officer and Chief Compliance Officer
Roxane Snipe - Odyssey Capital Advisors

Roxane Snipe – Odyssey Capital Advisors

Chief Administrative Officer and Compliance Officer
David Bliss - COMPLY

David Bliss – COMPLY

Chief Product Officer

Amrita Mahabaleswara - Merus Global Investments

Amrita Mahabaleswara – Merus Global Investments

Managing Director
Christopher Junker - AscentAI

Christopher Junker – AscentAI

Chief Executive Officer and Board Member
Emma Pollock - FinTrU

Emma Pollock – FinTrU

Chief Technology Officer
Will Lawrence - Greenlite AI

Will Lawrence – Greenlite AI

Co-Founder and Chief Executive Officer

Donald McElligott - Global Relay

Donald McElligott – Global Relay

Vice President, Compliance Supervision
Freddie Frith - Corlytics

Freddie Frith – Corlytics

Vice President, Head of Sales Americas
Corey Carpenter - Archer

Corey Carpenter – Archer

Director of Product Management
Larry Shumbres - Archive Intel

Larry Shumbres – Archive Intel

Founder and Chief Executive Officer

John Emmert - IBM

John Emmert – IBM

Agentic AI Leader, Financial Services Market
Daniel Auciello - Bank of China

Daniel Auciello – Bank of China

Chief BSA Officer and Head of Financial Crime Compliance
Noreen Fierro - Principal Financial Group

Noreen Fierro – Principal Financial Group

Enterprise Chief Ethics & Compliance Officer
Srini Masanam - Citi

Srini Masanam – Citi

Global Head Of Surveillance Data Quality

Sabeena Liconte - ICBC Standard Bank Group

Sabeena Liconte – ICBC Standard Bank Group

Chief Compliance Officer, Americas
Hillary Rosenberg - Valley National Bank

Hillary Rosenberg – Valley National Bank

Chief Compliance Officer and Head of Regulatory Relations
Heather Gentile - IBM

Heather Gentile – IBM

Director of Product, watsonx.governance
Sateesh Kumar Challa - Societe Generale

Sateesh Kumar Challa – Societe Generale

Head Of Digital Transformation Office

Jeffrey Loeb - Deutsche Bank

Jeffrey Loeb – Deutsche Bank

Global Head Of Communications Surveillance & Americas Head of Surveillance
Xihua (Sabrina) Chen - Citi

Xihua (Sabrina) Chen – Citi

Head of Global AML Customer Risk
Suprio Chaudhuri - Natixis CIB Americas

Suprio Chaudhuri – Natixis CIB Americas

Chief Compliance Officer – Americas
Kevin Medina - Värde Partners

Kevin Medina – Värde Partners

Global Chief Compliance Officer

Erika Alders - State Street

Erika Alders – State Street

Head of U.S. Regulatory Legal
Howard Wynn - Mizuho Americas

Howard Wynn – Mizuho Americas

Chief Compliance Officer
Rob	Wilcox - First National Bank of Omaha

Rob Wilcox – First National Bank of Omaha

Chief Compliance Officer
Fahreen Kurji - Behavox

Fahreen Kurji – Behavox

Chief Customer Intelligence Officer

Kayvan Alikhani - Archer

Kayvan Alikhani – Archer

VP of Product Management
Damian Tran - Minerva

Damian Tran – Minerva

Co-Founder & CTO

What attendees say

  • It is the biggest gathering of RegTech professionals globally, they come from all areas of the industry and we have the whole ecosystem here.
    Leo Labeis
    Leo Labeis
  • I’m very impressed with the range of firms here today, we’ve been attending these events for years and it’s amazing to see how much it’s grown and helped the RegTech space.
    Brian Fahey
    Brian Fahey
  • The 2024 RegTech Summit was a fantastic event for our team at Ascent. What really stood out was how accessible the key decision-makers were; it made building relationships much easier. Most importantly, the value we got from the event to build awareness for our solutions exceeded our expectations.
    Robb Verna
    Robb Verna
  • You have helped me manage this event painlessly, saving me from a lot of stress. We were much happier with the platform, visuals and support compared to some other (virtual) events we sponsored so far.
    Veronika Šlogar, Marketing Manager at Vizor
    Veronika Šlogar, Marketing Manager at Vizor
  • The best RegTech event I have seen
    Ralf Huber, Co-Founder at APIAX
    Ralf Huber, Co-Founder at APIAX
  • We found the event well-organised, the Bizzabo platform was convenient and communication with you and everyone involved has been smooth!
    Irene Lindqvist, Business Development at TietoEVRY
    Irene Lindqvist, Business Development at TietoEVRY
  • We saw a lot of people on the Virtual Booth and a lot of participants for the panel even if it was at the very end of the event.
    Lucile Beaurain, International Client Executive at Akur8
    Lucile Beaurain, International Client Executive at Akur8