John holds a Law Degree with a concentration in Corporate and Securities Law from Rutgers Law School and holds FINRA Series 7, 24, and 4 Principal registrations. Prior to joining Proofpoint, John was a financial services compliance officer and is still very active as an industry advisor to asset managers, banks, and brokerages.
Recent Posts
- The accountability problem no one has solved
February 24, 2026 - How do firms manage risk beyond their own walls?February 18, 2026
- How can KYC keep pace with speed and risk?February 9, 2026
