Marianne Yen currently serves as the Chief Compliance Officer for CTBC Bank Co. Ltd. New York Branch. CTBC is the largest bank in Taiwan and has operations worldwide, offering a full array of financial services. Over a legal career that spanned more than 25 years, Marianne has advised banking and broker dealer clients as outside counsel, and held a variety of senior in-house roles within Legal, Compliance and Risk Management at Morgan Stanley and Barclays. From 2015-2018, she served as the Subject Matter Expert in a US regulatory Monitorship of a European bank, reviewing and advising on every aspect of a global Compliance program, with particular focus on sanctions and anti-money laundering.
Marianne received her B.A. from New York University, JD from Columbia Law School, clerked in the United States District Court for the Southern District of New York, and is admitted to practice before the United States Supreme Court.
