Adrienne A. Harris joined DFS in September 2021. Prior to joining DFS, Superintendent Harris practiced law at Sullivan & Cromwell LLC here in New York. She then served as Senior Advisor to Deputy Treasury Secretary, Sarah Bloom Raskin before joining […]
Taylor Faw serves as the Chief Compliance Officer and Chief Operating Officer of Strathmore Capital Advisors, Inc., a registered investment adviser based in Charlotte, North Carolina. Prior to joining Strathmore Capital, Taylor was a Lead Compliance Associate with Fairview Investment […]
Marianne Yen is an Attorney at Law with more than 25 years of experience in the financial services industry, including 10 years with Morgan Stanley. She transitioned to Compliance at Morgan Stanley and has spent the last 10 years specializing […]
Alison Young is currently the Deputy Head of Financial Crime Compliance at Rabobank for the last 8 years. She is also the Financial Crime Compliance Officer for Rabo Securities, Inc. and the Fraud Officer for North America. Prior to her […]
April is a seasoned expert in Financial Crimes, Compliance, and Operational Risk. April’s vision specializes in risk identification, as well as designing and implementing AML controls for major financial institutions. With a results-driven approach, she has led transformative compliance initiatives, […]
Julapa is a Central Bank Research Fellow at the BIS, and a Fellow member of the Wharton Financial Institutions Center. At the Philly Fed, Julapa has participated in several supervisory policy initiatives, including the Basel Retail Qualification, the CCAR Stress […]
Diana Paredes is CEO and Co-Founder of Suade, a software platform that enables financial institutions to understand and deliver regulatory requirements. Prior to Suade, Diana had a successful career in investment banking, covering all asset classes at Barclays and Merrill […]
