Recent Posts
- Who owns compliance decisions in automated systems?
March 25, 2026 - Is RegTech consolidation creating new platform risks?March 18, 2026
- What decisions can machines be allowed to make?March 13, 2026
Previous Speakers
Sid Yenamandra is an accomplished entrepreneur and software executive with a proven track record of success in cybersecurity and compliance. As the Founder & CEO of Surge Ventures, a SaaS venture studio targeting the financial services and wealth management industries, […]
Chris Ahern joined COMPLY in 2021 as a Sales Executive serving financial services firms throughout the United States. In his current role, Chris works as an Account Executives, managing the full sales-cycle for COMPLY’s Institutional client base, which includes hedge […]
After 20 years in consulting at PwC, Smita decided it was time to “walk in the shoes” of her clients, and now enjoys leading Webster’s Digital Services Compliance and Regulatory Relations functions and serving as the Bank’s Privacy Officer. Smita […]
William “Bill” Rowe is Vice President and Global Head of Electronic Communications Compliance at Cantor Fitzgerald. Bill joined the Compliance team at Cantor Fitzgerald, in 2016. Prior to that, Bill was a Loan Production Specialist at Quaint Oak Bank. […]
Ms. Adams serves as the Federal Reserve Bank of New York’s Privacy Officer and Compliance Officer. In this capacity, she is responsible for the implementation of the Bank’s Data Privacy Program as well as the Compliance Risk Assessment process. Ms. […]
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Uncategorized
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- How is RegTech helping SMEs with their regulatory challenges?October 7, 2024
