Tag: aca

How CCOs can manage AI notetaker risks safely

Financial services firms are moving quickly to adopt AI note-taker tools because they make meetings easier to document and knowledge easier to share. But...

GIPS reporting in 2025: fees, composites and SEC pressure

Investment managers are entering 2025 facing a more demanding compliance environment, shaped by heightened regulatory scrutiny and rising expectations from institutional clients. According to...

UN PRI 2026 reporting: what’s changing and why it matters

Responsible investment is entering a new phase as the UN Principles for Responsible Investment prepares to roll out its 2026 Reporting Framework. Announced in November...

Fixed income TCA reveals costly broker markups

A major North American mutual fund manager controlling more than $100bn in assets recently faced heightened scrutiny over its fixed income oversight. While the...

FCA proposes major cut to MiFIR reporting rules

The FCA has issued a landmark consultation setting out one of the most significant changes to the UK’s MiFIR transaction reporting regime since its...

Turning compliance surveillance into competitive edge

In today’s increasingly complex financial markets, surveillance has evolved far beyond a reactive compliance exercise. With mounting regulatory expectations and sophisticated trading environments, leading firms...

Strengthening SDG credibility in sustainable finance

Adopted in 2015, the United Nations Sustainable Development Goals (SDGs) serve as a universal framework to end poverty, protect the planet, and promote global...

Why credible ESG data is critical in private credit

Private credit has evolved from a niche market into one of the fastest-growing areas of alternatives, with assets under management now above $1.7tn and...

How continuous penetration testing strengthens security

The cyber threat landscape is evolving at breakneck speed, driven by advances in generative AI that allow attackers to operate with unprecedented speed and...

Are you EMIR-ready? Key changes coming in December

As part of the UK’s ongoing efforts to enhance financial market transparency, the Financial Conduct Authority (FCA) and the Bank of England have issued...

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