Tag: Best Execution

A major North American mutual fund manager controlling more than $100bn in assets recently faced heightened scrutiny over its fixed income oversight. While the...

The European Securities and Markets Authority (ESMA) has finalised two key regulatory updates that will significantly impact investment firms and asset managers. These changes refine how firms approach order execution and manage research payments under MiFID II.

ACA Group, a leading GRC advisor in financial services, has acquired Global Trading Analytics, an independent provider of TCA services, in a move to...

WealthArc, a major player in the WealthTech industry, has recently highlighted key components of the Financial Services Act (FinSA) or FIDLEG compliance and how its platform aids companies to meet the Swiss Financial Market Supervisory Authority's (FINMA) expectations.