Tag: Commodity Futures Trading Commission (CFTC)

The Commodity Futures Trading Commission (CFTC) has imposed a $1m fine on Citibank and Citigroup Global Markets for failing to comply with certain swap dealer requirements.

The U.S. District Court for the Southern District of New York has ordered Amada Capital Management and its owner to pay more than $595,000 for forex solicitation fraud and misappropriation

As the US markets spiral further downwards as a consequence of the coronavirus outbreak, the Commodity Futures Trading Commission (CFTC) has taken measures to insulate traders from the impact.

The coronavirus has forced the global economy to grind into a halt. While the RegTech industry is not left unscathed, there are opportunities for those that look.

The COVID-19 outbreak has forced many FinTechs to have their staff work from home. However, what should these companies consider when encouraging remote working?

The Commodity Futures Trading Commission (CFTC) has warned the public to be on alert for frauds seeking to profit from recent market volatility related to the COVID-19 pandemic.

The American Commodity Futures Trading Commission has cancelled an open meeting due to take place on March 19 in response to recently issued guidance from the Office of Management and Budget and the President’s emergency declaration regarding COVID-19.

The US regulator the Commodity Futures Trading Commission (CFTC) has approved the Small Exchange as a contract market exchange.

A man operating out of a California and Tennessee-based company has been accused of wire fraud, fraud and misappropriation.

A foreign exchange firm used its investors’ money for personal expenses such as buying a BMW, according to charges brought out against it by the Commodity Futures Trading Commission (CFTC).