Tag: communications monitoring

As digital communication channels multiply, financial services firms are facing a growing compliance challenge that goes beyond regulatory interpretation or tooling gaps. Conversations are...

Regulators are tightening expectations for data completeness and instant accessibility across all communications channels — including voice, meetings, messaging and increasingly, AI-generated data. Yet many...

Artificial intelligence has evolved from a background productivity tool into an active participant in day-to-day communications. From composing emails and instant messages to preparing proposals,...

Compliance teams in financial services are facing unprecedented pressure as communication volumes soar across chat apps, messaging platforms, and traditional email. Regulatory scrutiny continues...

The Central Bank of Ireland recently conducted a Conduct Risk Assessment of Telephone and Electronic Communications in the securities market. This crucial assessment aimed to evaluate compliance with the Markets in Financial Instruments Directive (MiFID II), especially Article 16(7), which mandates firms to prevent the use of unauthorised communication.

As 2022 enters its final month, it is time to look into the new year. Theta Lake, a security and compliance platform for modern collaboration tools, has outlined the 10 trends it sees coming to fruition in 2023.