Tag: Complaince

Hawk AI welcomes new CRO as company growth continues to soar

Hawk AI, a leading provider of fraud and Anti-Money Laundering (AML) surveillance technology, has strengthened its leadership team with the appointment of Maximilian Riege as Chief Risk Officer.

Navigating the waves of regulatory change: Insights from Aiviq’s asset management...

A pivotal discussion ensued last week as Aiviq gathered industry captains from 12 global asset management firms, encompassing Designated Persons from Irish Management Companies (ManCos), at The Westin, Dublin.

90% of financial services see rising compliance costs – SteelEye survey...

Nine in ten financial services firms have reported an increased compliance cost over the past five years, with 10% saying costs have doubled, according to research from RegTech firm SteelEye.

What will the rising individual financial risk mean for people

Power to impact markets has typically been held by governments, but big tech corporates and billionaires could be changing the landscape of power, but what will this mean for individuals?

Finley secures $3m seed funding to support new product launch

Debt capital raise and management solution Finley has bagged $3m in seed funding, alongside launch of credit facility management tools.

Here are some tips for companies preparing for the new Marketing...

The new Marketing Rule went effective on May 4 2021, beginning an 18-month transition period for companies.

ESMA updates public register with latest double volume cap data

The European Securities and Markets Authority (ESMA) has updated the public register with the latest set of double volume cap (DVC) data under MiFID II.

Compliance officers fear more time is needed to manage regulatory requirements

Most compliance offices fear there are not enough hours in the day to manage regulatory compliance, according to research from KYC Portal.

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