Tag: Consumer Duty

The Financial Conduct Authority's (FCA) Annual Work Programme for 2026/27 offers the clearest picture yet of how the regulator plans to supervise firms as...

The financial services industry is approaching a significant structural turning point. The Financial Conduct Authority's (FCA) newly introduced "Targeted Support" regime is set to...

Consumer Duty has moved decisively beyond its implementation phase and into a period defined by scrutiny and substance. For UK wealth and retirement firms,...

The FCA's launch of its inaugural Enforcement Watch newsletter marks a notable evolution in how enforcement expectations are communicated to the market. According to...

The UK asset management regulatory framework continued to develop during 2025 as post-Brexit reforms progressed from policy design into implementation. Regulatory changes across disclosure, governance, sustainability, market infrastructure and emerging asset classes have affected both UK and international asset managers operating in the market.

UK asset managers are entering 2026 with a regulatory agenda that is becoming both broader and more operational, as post-Brexit reforms shift from design...

Regulatory oversight across the UK financial services sector has intensified, pushing FCA compliance higher up the strategic agenda for financial institutions. What was once...

The FCA has unveiled a sweeping package of policy reforms aimed at boosting investment participation, strengthening market confidence and reaffirming the UK’s status as...

FE fundinfo has announced the acquisition of Contengo, a UK-based technology provider specialising in performance reporting, wealth analytics, and data migration tools for independent...

A new study from Model Office has revealed that the average financial advice firm is spending 13 hours each week on compliance activities, representing...