Tag: CSS

There are just four months left until investment firms need to meet the rules for the EU new Packaged Retail and Insurance-based Investment Products (PRIIPs) reporting requirements.

Asset managers, insurance companies and financial institutions will soon need to comply with the EU new Packaged Retail and Insurance-based Investment Products (PRIIPs) Key...

The third annual CyberTech100 has been revealed, detailing the must-know names in the industry.

Over the past year, there has been considerable focus on the Sustainable Finance Disclosure Regulation (SFDR) this year.

RegTech100 company Compliance Solutions Strategies (CSS) has launched its Document Production Centre to help investment managers automate compliance procedures.

As dangers associated with climate change continue to become more inescapable in the lives of companies and individuals alike, the importance and need for ESG – Environmental, Social and Governance – in the financial sector is growing stronger. Is it time for globally mandated ESG reporting in the financial sector?

The ubiquity of high-profile cyberattacks in the last few years have highlighted the importance of online security, and AI and machine learning (ML) might be the antidote against cybercriminals.

The new Marketing Rule went effective on May 4 2021, beginning an 18-month transition period for companies.

With every opportunity digital technology has provided to banks, customers and counterparties, it has also altered existing risks and often introduced new ones. While digital transformation is creating major opportunities, understanding and navigating through those risk areas is critical.

CCO liability is still a big concern for chief compliance officers, but the recent speech from SEC commissioner Hester Pierce is helping to bring more clarity to the issues.