Tag: DORA

Why Zero Trust is reshaping EU financial compliance

Compliance teams across the EU financial sector are increasingly being asked to justify not just what controls they have in place, but why those...

GRC failures happen at the joins, not within the steps

Governance, risk and compliance have operated as three separate disciplines for decades, but GRC makes the case for running them as one connected system...

Why procurement tools can’t answer the risk question

Vendor management software and vendor risk management software are often bundled together in FinTech and RegTech conversations, but they solve fundamentally different problems. According to...

The automation ceiling vendors won’t tell you about

Automated evidence collection has become a fixture of modern compliance programmes, pulling data from cloud consoles, identity providers, endpoint tools and code repositories on...

DORA compliance gap leaves US FinTechs exposed

Risk managers across New York, Chicago and San Francisco are discovering that Europe's operational resilience regime has quietly become their problem too. According to Risk...

Why non-banks are turning to KYCP compliance tools

Compliance technology has long been treated as the exclusive preserve of large financial institutions, but that assumption is rapidly becoming outdated. KYCP's managed service...

Why RegTech’s survival race is just beginning

The RegTech market has entered a new era. What began as an experimental space populated by agile startups has matured into a mainstream industry...

The compliance test most firms are failing to run

As regulatory expectations evolve, compliance assessment is moving beyond documentation alone. Increasingly, organisations are expected to demonstrate not just that controls exist, but that...

Why $300bn in compliance spending still isn’t working

Every year, financial institutions collectively spend over $300bn on compliance. That figure, drawn from research spanning global banking, insurance, and asset management, has grown...

How to stress-test a compliance archive before regulators do

Communications archiving has transformed from a back-office checkbox into one of the most fiercely contested battlegrounds in regulated technology this year. Twelve months ago,...

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