Tag: EMIR
Survey finds SFTR is leading to regulatory reporting consolidation
A survey conducted by IHS Markit and Pirum has found over 70% of regulatory respondents plan to consolidate their diverse reporting processes under a single platform.
ESMA slaps €408,000 penalty on derivatives firm due to EMIR data...
The European Securities and Markets Authority (ESMA) has fined DTCC Derivatives Repository for seven breaches of the European Market Infrastructure Regulation (EMIR).
ESMA report underlines need to bolster EMIR data quality
A European Securities and Markets Authority (ESMA) report has found improvements are needed to improve European Markets Infrastructure Regulations (EMIR) data quality.
The European Supervisory Authorities release joint Q&A for EMIR
The European Supervisory Authorities published three joint questions and answers on bilateral margin requirements under the European Markets Infrastructure Regulation (EMIR).
SEC offers EU traders clearer path to register in the US
The US's top financial markets watchdog has issued a new policy statement outlining how European traders can become authorised to operate stateside.
FCA updates its handbook for a post-Brexit UK market
The Financial Conduct Authority (FCA) has published an updated version of the FCA Handbook to give companies ample time to prepare before the Brexit transition period is over.
ESMA highlights changes needed for credit ratings compliance
The European Securities and Markets Authority (ESMA) has recommended a number of improvements to be made to credit ratings including a boost in transparency.
ESMA offers three pieces of advice to European Commission on EMIR
The European Securities and Markets Authority (ESMA) has advised the European Commission how to assess comparable compliance of third-country central counterparties (TC-CCPs).
Ascent adds EMIR compliance support to its product portfolio
Compliance automation platform Ascent has released its European Market Infrastructure Regulation (EMIR) service to its platform.