Tag: employee compliance

As prediction markets continue to move from niche experimentation into mainstream financial discourse, they are creating a new set of challenges for regulators and...

StarCompliance (Star), a leader in employee compliance technology solutions, has acquired Aer Compliance (Aer), a specialist in digital asset trading pre-clearance and post-trade monitoring.

The contemporary regulatory environment has ushered in an era where the financial penalties and reputational damage of regulatory fines are intolerable for firms. The 2023 Starling Compendium emphasises that firms must instate processes to deter misconduct before it even occurs.