Tag: ESMA
ESMA highlights changes needed for credit ratings compliance
The European Securities and Markets Authority (ESMA) has recommended a number of improvements to be made to credit ratings including a boost in transparency.
ESMA asks for NCAs to improve suspicious transaction reporting
The European Securities and Markets Authority (ESMA) has called for national competent authorities (NCA) to do more on suspicious transaction reporting.
ESMA makes further updates to MiFID II and MiFIR Q&A
The European Securities and Markets Authority (ESMA) has updated its Q&A page for the implementation of investor protection topics under the Market in Financial Instruments Directive and Regulation (MiFID II/MiFIR).
ESMA offers three pieces of advice to European Commission on EMIR
The European Securities and Markets Authority (ESMA) has advised the European Commission how to assess comparable compliance of third-country central counterparties (TC-CCPs).
ESMA tells European enforcers priorities for IFRS 2019 reports
The European Securities and Markets Authority (ESMA) has informed European enforcers what they should prioritise when examining 2019 annual financial reports from listed companies.
ESMA releases updated equity and equity-like instrument calculations
The European Securities and Markets Authority (ESMA) has released the annual transparency calculations for equity and equity-like instruments. Its updated calculations are used to help...
ESMA states increased risk to investors due to renewed market volatility
The European Securities and Markets Authority (ESMA) has stated investors are facing “very-high market risk” due to renewed market volatility.
ESMA releases framework for stress test simulations for investment funds
The European Securities and Markets Authority (ESMA) has released a framework to be used for stress simulations for the investment fund sector.
ESMA releases preliminary findings on withholding tax reclaim schemes
The European Securities and Markets Authority (ESMA) has released a report outlining its preliminary findings on multiple withholding tax (WHT) reclaim schemes.
ESMA publishes new questionnaire to find short-term pressures in financial sector
The European Securities and Markets Authority (ESMA) has published a new questionnaire to identify short-term pressures within the financial sector.
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