Tag: ESMA

Compliance and risk teams can no longer rely on simply knowing that a rule exists. According to the latest edition of The CUBE Read...

Compliance obligations are spreading well beyond financial services, and according to RegTech firm CUBE, firms that wait for deadlines to force their hand risk...

Risk and compliance functions in financial services are being asked to do more than watch the regulatory horizon, according to CUBE's latest fortnightly briefing,...

everyoneINVESTED has partnered with Prometeia to launch a self-directed investment platform that merges behavioural finance profiling with institutional-grade investment infrastructure, targeting banks and wealth...

European supervisors are quietly dismantling the template-driven reporting model that has defined compliance for decades, and firms that fail to grasp the scale of...

Cross-border investment supervision across the EU has strengthened, but regulators in outbound-heavy markets are being urged to keep pace, according to the European Securities...

The Central Bank of Ireland (CBI) has raised the stakes for the country's MiFID investment firms, publishing a Thematic Assessment on 18 May 2026...

The European Securities and Markets Authority (ESMA), the regulator and supervisor of financial markets across the EU, has opened a consultation aimed at streamlining...

If your financial institution depends on cloud infrastructure, data centres, or specialist technology vendors, there is a regulatory development you cannot afford to overlook. According...

DORA has introduced a harmonised regulatory framework across the EU, but when it comes to enforcement, the reality is far from uniform. According to...