Tags ESMA

Tag: ESMA

Eventus explores if pre-hedging is market manipulation

ESMA’s recent MAR Review acknowledged there were varying views on pre-hedging. Eventus has explored whether pre-hedging counts as market manipulation.

ESMA outlines its five-year strategy

The European Securities and Markets Authority (ESMA) has published its strategy that will span from 2023 to 2028.

ESMA set to review MiFID II product governance guidelines

The European Securities and Markets Authority (ESMA) is currently consulting on reviewed guidelines on MiFID II product governance guidelines.

ESMA publishes findings around ESG ratings

The European Securities and Markets Authority (ESMA) has published a letter to the European Commission around the findings of a call for evidence on ESG ratings.

ESMA provides guidance to supervisors for sustainability

The European Securities and Markets Authority (ESMA) has released a Supervisory Briefing, aimed at ensuring convergence across the EU in the supervision of investment...

ESMA publishes report on the Common Supervisory Action

The European Securities and Markets Authority (ESMA) has published a report on the Common Supervisory Action (CSA) on costs and fees for investment funds, that was carried out with National Competent Authorities (NCAs) during 2021.

ESMA slaps Regis-TR with $186,000 fine

The European Securities and Markets Authority (ESMA) has fined trade repository Regis-TR $186,000 due to eight breaches of the European Market Infrastructure Regulation.

ESMA seeks comments on distributed ledger technology usage

The European Securities and Markets Authority (ESMA) has asked for evidence on distributed ledger technology (DLT) and their usage.

ESMA seeks comments on EMIR clearing thresholds

The European Securities and Markets Authority (ESMA) has launched a discussion paper on EMIR clearing thresholds.

ESMA publishes paper setting out plans to change MiFID II reporting...

The European Security and Markets Authority (ESMA) has invited firms to comment on its consultation paper seeking to make reporting requirements changes under MiFID II.

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