Tag: ESMA

The three European Supervisory Authorities (EBA, EIOPA and ESMA) have held a joint digital public event to discuss the Digital Operational Resilience Act (DORA).

The three European Supervisory Authorities (ESAs) have published a joint thematic report on national financial education initiatives on digitalisation.

ESMA’s recent MAR Review acknowledged there were varying views on pre-hedging. Eventus has explored whether pre-hedging counts as market manipulation.

The European Securities and Markets Authority (ESMA) has published its strategy that will span from 2023 to 2028.

The European Securities and Markets Authority (ESMA) is currently consulting on reviewed guidelines on MiFID II product governance guidelines.

The European Securities and Markets Authority (ESMA) has published a letter to the European Commission around the findings of a call for evidence on ESG ratings.

The European Securities and Markets Authority (ESMA) has released a Supervisory Briefing, aimed at ensuring convergence across the EU in the supervision of investment...

The European Securities and Markets Authority (ESMA) has published a report on the Common Supervisory Action (CSA) on costs and fees for investment funds, that was carried out with National Competent Authorities (NCAs) during 2021.

The European Securities and Markets Authority (ESMA) has fined trade repository Regis-TR $186,000 due to eight breaches of the European Market Infrastructure Regulation.

The European Securities and Markets Authority (ESMA) has asked for evidence on distributed ledger technology (DLT) and their usage.