Tag: European Securities and Markets Authority (ESMA)

Outsourcing can have huge advantages for financial firms, but the rules about how to get it right must be clear, which is why the EU’s securities markets regulator is now asking the industry players for advice.

The EU securities markets regulator is about to finalise the work of the Supervisory Coordination Network (SCN), an initiative instigated by the UK's withdrawal from the international collaboration.

The European Markets Infrastructure Regulation (EMIR) is a tricky piece of legislation to get your head around. Luckily, the European Securities and Markets Authority (ESMA) has now offered some clarity.

The EU's Securities Markets regulator has called upon listed issuers to clearly outline in their half-yearly financial reports what implications COVID-19 has had on their businesses.

COVID-19 has forced a lot of regulators to take special measures to stabilise the market, but some are now removing those restrictions.

The European Securities and Markets Authority (ESMA) has given its thumbs up for Austrian, Belgian, French, Spanish and Greek regulators’ decision to continue to limit short selling because of the coronavirus.

The EU's securities markets regulator has reported 46 new breaches to the double volume cap (DVC) thresholds, bringing the total to 352 instruments having been suspended.

The European Securities and Markets Authority (ESMA) has revealed that European enforcement authorities took action against 299 companies in 2019 for failing to comply with financial reporting requirements.

The EU’s Market in Financial Instruments Regulation (MiFIR) is a complicated piece of legislation, but it might soon become easier to comply to.

From: RegTech Analyst The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, is thinking of changing the Benchmarks Regulation, the rules that aim...