Tag: fiduciary duty
What SEC 2026 exams mean for compliance teams
The U.S. Securities and Exchange Commission has unveiled its Fiscal Year 2026 Examination Priorities, and while the language may appear measured, the message to...
Regulatory risks of continuation funds: navigating compliance challenges
High interest rates, market volatility, and broader macroeconomic factors are driving asset managers to adapt their investment strategies, seek liquidity for investors, and deploy capital into attractive assets.


