Tag: financial services compliance

The modern hybrid workplace has fundamentally changed how regulated businesses communicate. Microsoft Teams now serves as boardroom, trading floor, and informal communication channel all...

For businesses operating in heavily regulated sectors — whether payments, financial services, or gambling — keeping pace with regulatory change is one of the...

The growing use of AI-powered chat within unified communications and collaboration platforms has delivered significant operational benefits for businesses, but it has also introduced...

Theta Lake has secured a new US patent designed to address a largely overlooked risk in modern workplace collaboration: the applications that appear on...

Until recently, most compliance functions within financial services operated in a fragmented manner. Regulatory responsibilities were spread across multiple departments and systems, requiring teams...

A new global report from eflow has revealed that the rapid expansion of artificial intelligence across financial services is expected to create significant compliance...

AI-driven supervision tools are now central to modern RegTech strategies, particularly in communications surveillance and misconduct detection. Yet as firms invest in AI to...

Nearly six in ten firms worldwide are permitting employee crypto trading without formal pre-approval, according to new research from StarCompliance, highlighting persistent compliance gaps...

Reconciliation is rapidly becoming the cornerstone of modern communications governance. As hybrid working, AI-generated interactions and multichannel collaboration tools become standard across financial services,...

Red Oak, a modern compliance connectivity platform for the financial services industry, has expanded its leadership team with the appointment of Kirk Sadler as...