Tag: financial services compliance

Compliance and legal teams are grappling with a communications landscape that has outgrown the archiving tools built to govern it, prompting a shift towards...

Brussels has bought companies more time on its toughest AI rules, but firms hoping for a reprieve from compliance work are likely to be...

Continuous compliance is often confused with continuous control monitoring, but the two are not the same thing, and the difference is costing firms visibility...

FATCA and CRS reporting season tends to end the same way for many financial firms: the file is prepared, reviewed, submitted, and the team...

Legacy voice recording platforms rarely draw attention until a regulator comes knocking. In regulated firms, ageing recorders, orphaned metadata and forgotten codecs sit quietly...

Bank compliance teams are being tested by a regulatory environment that is shifting faster than many can keep pace with. Artificial intelligence governance, operational...

There is a familiar refrain that echoes through financial institutions when compliance teams request new tooling: "We can build this internally — it's just...

The phrase "UK SOX" has been circulating with growing urgency in compliance and finance circles, and the timing is no accident. According to Vixio,...

Every year, financial institutions collectively spend over $300bn on compliance. That figure, drawn from research spanning global banking, insurance, and asset management, has grown...

For regulated businesses that lack the resources to run enterprise-grade compliance infrastructure, accessing institutional-quality technology has long meant choosing between ambition and affordability. KYCP...