Tag: financial services compliance

The phrase "UK SOX" has been circulating with growing urgency in compliance and finance circles, and the timing is no accident. According to Vixio,...

Every year, financial institutions collectively spend over $300bn on compliance. That figure, drawn from research spanning global banking, insurance, and asset management, has grown...

For regulated businesses that lack the resources to run enterprise-grade compliance infrastructure, accessing institutional-quality technology has long meant choosing between ambition and affordability. KYCP...

Communications archiving has transformed from a back-office checkbox into one of the most fiercely contested battlegrounds in regulated technology this year. Twelve months ago,...

The compliance function in financial services has undergone a quiet but significant transformation. Where once the focus rested on having controls in place, regulators...

For many financial institutions, a close look at their regulatory obligations register reveals an uncomfortable picture: duplicate entries, outdated language, obligations assigned to teams...

Across the financial services industry, a quiet but consequential shift is under way. Firms are moving away from the patchwork of disconnected compliance tools...

In June 2023, New York attorney Steven Schwartz submitted a legal brief to a federal court in Manhattan citing six cases that simply did...

The compliance profession has a productivity crisis hiding in plain sight. Financial institutions and regulated businesses together spend more than $300bn annually on compliance,...

Financial organisations clinging to ageing voice recording infrastructure may believe inaction is the safe option — but independent research published in 2026 suggests the...