Tag: financial services compliance

FINRA’s newly published 2026 Regulatory Oversight Report delivers a clear message to financial firms experimenting with generative AI: adoption is racing ahead, while governance...

As organisations adopt an expanding mix of digital communication tools, from email and chat to video calls and AI-generated content, managing this information has...

Is your communications compliance framework ready for 2026? That was the central question behind a recent research initiative surveying 100 compliance, IT and surveillance...

As financial institutions accelerate their adoption of artificial intelligence, compliance and risk teams are increasingly under pressure to separate genuine operational value from experimentation...

Voice communication and virtual meetings have become the backbone of how regulated employees interact, particularly in financial services. Regulators are increasingly asking firms not...

Compliance teams across the financial sector are grappling with overwhelming volumes of communications. From emails to messaging apps, the daily flood of interactions now...

Compliance teams in financial services are facing unprecedented pressure as communication volumes soar across chat apps, messaging platforms, and traditional email. Regulatory scrutiny continues...

As the compliance landscape evolves, firms are rethinking the role of technology—not as a one-size-fits-all solution, but as a tool to be woven into...

Key UK RegTech investment stats for 2024: UK RegTech deal activity dropped by 59% YoY There were zero deals over $100m in 2024 as...

Key Global RegTech investment stats in Q3 2024: Global RegTech funding halved in Q3 QoQ UK leaps to the top of the pack as...