Tag: institutional clients
FINRA’s $300 gift rule: what compliance teams must know
For the first time in more than three decades, FINRA has raised the annual gift limit under Rule 3220. The Securities and Exchange Commission...
Unveiling IndexGPT: JPMorgan’s latest AI innovation in thematic investing
JPMorgan Chase & Co. recently announced the launch of IndexGPT, marking a significant step in the intersection of artificial intelligence (AI) and finance.
European funding platform deal activity drops in H1 2023 despite opportunity...
Key European Funding Platform investment stats in H1 2023:
• European Funding Platform deal activity reached 16 transactions in H1 2023, a 57% drop YoY
•...



