Tag: Licensing

AI-driven RegTech firm Brico, which automates state and federal licensing for financial institutions, has raised $13.5m in a Series A round. The funding was led...

In the financial services sector, tracking employee compliance such as licensing, registrations, and continuing education is a complex task.

As the end of the year draws near, financial firms are under the gun to complete their annual FINRA and state/jurisdiction registration renewals. With deadlines fast approaching, it's critical to have a robust framework in place for timely, cost-effective, and efficient renewals, not just for this year but for the future as well.