Tag: market surveillance
Why 2027 could expose gaps in compliance technology
Compliance teams heading into 2027 budget season face a harder question than usual: not whether to renew existing tools, but whether those tools can...
Nasdaq deepens Payward tie-up with $100m investment
Payward, the parent company of Kraken, has widened its relationship with Nasdaq through a $100m investment from Nasdaq Ventures, continued work on a shared...
UK slashes transaction reporting scope in FCA reset
The Financial Conduct Authority (FCA) has confirmed the biggest shake-up of the UK MiFIR transaction reporting regime since Brexit, publishing Policy Statement 26/15 to...
Old insider trading rules meet new digital markets
Compliance professionals keep asking the same question: will digital assets, tokenisation and prediction markets force regulators to rewrite insider trading law? Increasingly, the answer...
Insider trading risk lurks in prediction markets’ rise
Prediction markets have rapidly become one of the most discussed developments in financial services, opening new avenues for participation while introducing fresh compliance and...
Why venue rulebook blind spots threaten trading growth
Electronification is gathering pace across capital markets, and with it the proliferation of trading venues, from DLT-based platforms to crypto exchanges. But this progress...
Prediction markets and the growing challenge of jurisdiction
As prediction markets continue to move from niche experimentation into mainstream financial discourse, they are creating a new set of challenges for regulators and...
FINRA expands AI oversight in new regulatory era
FINRA’s recent focus on artificial intelligence marks a significant moment for US financial regulation, with the organisation accelerating efforts to embed GenAI into its...
Stockpulse powers Deutsche Börse’s risk detection
Deutsche Börse Group has expanded its digital market surveillance capabilities by incorporating Stockpulse’s social media monitoring into the Scila Surveillance platform, a system it...









