Tag: Microsoft 365
Recordkeeping enforcement reaches brokers, advisors and credit rating agencies
The wave of recordkeeping enforcement actions in the finance sector has now expanded to brokers, investment advisers, and credit rating agencies. Leading this charge are the U.S. Securities and Exchange Commission (SEC) and the Commodity Trading Futures Commission (CFTC).
Alcion’s AI-driven backup-as-a-service platform secures $8m seed funding
The spotlight today is on Alcion, a modern data management startup pioneering an innovative Backup-as-a-Service (BaaS) platform.
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