Tag: MiFid
ESMA updates public register with latest double volume cap data
The European Securities and Markets Authority (ESMA) has updated the public register with the latest set of double volume cap (DVC) data under MiFID II.
ESMA releases final report on SME Growth Markets
The European Securities and Markets Authority (ESMA) has released the final report on the functioning of the regime for SME Growth Markets as part of MiFID/MiFIR.
Central Bank of Ireland fines J&E Davy €4.1m for MiFID breaches
The Central Bank of Ireland has fined wealth management firm J&E Davy €4.1m after finding four breaches to MiFID regulations between July 2014 and May 2016.
© FinTech Global © Copyright 2024. All rights reserved.
