Tag: MiFid
Mintos expands its reach to France and the Netherlands
Mintos, renowned for its unique combination of alternative and traditional investment options, has announced its official entrance into the French and Dutch markets.
Firms are getting transaction reporting wrong, Novatus Advisory offers the solution...
Transaction reporting is a necessary requirement for countless regulations, and yet Novatus Advisory co-founder Matthew Ranson believes many firms are getting this process wrong, and they might not even be aware of it.
The Impact of MiCA on the EU’s Crypto Landscape
The forthcoming Markets in Crypto-Assets Regulation (MiCA) aims to standardise the regulatory landscape for crypto-assets within the European Union (EU). This is particularly significant...
Survey finds SFTR is leading to regulatory reporting consolidation
A survey conducted by IHS Markit and Pirum has found over 70% of regulatory respondents plan to consolidate their diverse reporting processes under a single platform.
MAP FinTech outlines best execution monitoring compliance importance
European RegTech leader MAP FinTech has underlined how RegTech companies can remain compliant with best execution obligations going forward.
ESMA updates public register with latest double volume cap data
The European Securities and Markets Authority (ESMA) has updated the public register with the latest set of double volume cap (DVC) data under MiFID II.
ESMA releases final report on SME Growth Markets
The European Securities and Markets Authority (ESMA) has released the final report on the functioning of the regime for SME Growth Markets as part of MiFID/MiFIR.
Central Bank of Ireland fines J&E Davy €4.1m for MiFID breaches
The Central Bank of Ireland has fined wealth management firm J&E Davy €4.1m after finding four breaches to MiFID regulations between July 2014 and May 2016.
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