Tag: MNPI

Insider trading risk is no longer confined to traditional securities, and compliance teams are being pushed to catch up with markets that never sleep....

Compliance professionals keep asking the same question: will digital assets, tokenisation and prediction markets force regulators to rewrite insider trading law? Increasingly, the answer...

Prediction markets have rapidly become one of the most discussed developments in financial services, opening new avenues for participation while introducing fresh compliance and...

For most financial services firms, the regulatory debate around prediction markets has centred on classification: do these instruments fall under securities law, commodities regulation,...

The UK’s Financial Conduct Authority (FCA) has issued a stark warning to financial services firms after bringing insider dealing charges against two individuals following...

Financial services firms are moving quickly to adopt AI note-taker tools because they make meetings easier to document and knowledge easier to share. But...

The European Market Abuse Regulations (MAR) have been at the forefront of the financial regulatory landscape since July 2016. Despite its six-year presence, compliance with MAR regulations remains a consistent priority for regulators across Europe, including the UK. Regulatory enforcement continues to unveil that firms still grapple with adherence to rules governing the management of material nonpublic information (MNPI).