Tag: operational resilience

Financial institutions that respond to shadow AI by blocking unapproved tools may be making their exposure worse, not better, according to John Denham of...

Financial institutions moving data workflows into the cloud may be creating new control problems, even as they solve old access issues. According to LSEG...

The European Banking Authority (EBA), the EU agency responsible for banking regulation and supervision, has released its final Guidelines on third-party risk management. The framework...

The FCA's move to simplify transaction reporting could create a different challenge for firms, with FinregE warning that fewer reporting fields could expose weaknesses...

Risk managers across New York, Chicago and San Francisco are discovering that Europe's operational resilience regime has quietly become their problem too. According to Risk...

The FCA's latest sanctions review, spanning more than 150 firms, is far more than another best-practice publication. According to ACA Group, it signals how...

Financial services firms are becoming larger, more complex and increasingly interconnected, but that does not necessarily mean their compliance technology should follow the same...

Compliance leaders at buy-side firms are confronting a stark reality: the old playbook for scaling their functions no longer works. According to ACA Group, for...

Bank compliance teams are being tested by a regulatory environment that is shifting faster than many can keep pace with. Artificial intelligence governance, operational...

Britain's financial firms have built their operations on a foundation of interconnected technology and outsourced services. That architecture has delivered speed and scale, but...