Tag: operational resilience

Turning communications data into AI-driven compliance value

AI is reshaping how regulated financial institutions approach compliance, surveillance and operational resilience, but its effectiveness depends entirely on the quality of the data...

FCA compliance explained: technology, culture and risk

Regulatory oversight across the UK financial services sector has intensified, pushing FCA compliance higher up the strategic agenda for financial institutions. What was once...

Why automated risk and compliance management now matters

As regulatory pressure continues to rise, organisations are under growing strain to manage risk, protect sensitive information, and remain audit ready without adding complexity...

How to prepare for the SEC’s 2026 exam sweep

The US SEC has set out its 2026 Examination Priorities, and the message for regulated firms is clear: supervisors expect stronger, better documented controls...

Turning compliance surveillance into competitive edge

In today’s increasingly complex financial markets, surveillance has evolved far beyond a reactive compliance exercise. With mounting regulatory expectations and sophisticated trading environments, leading firms...

Dun & Bradstreet reveals 2025 resilience trends

A new survey by Dun & Bradstreet has uncovered how financial services and insurance (FS&I) leaders are confronting rising threats and data challenges while...

How leaders are redefining risk resilience

In an increasingly volatile and interconnected world, a new study from Moody’s explores how senior leaders are transforming their approach to risk. The report, Unified...

LSEG cloud service transforms data testing

Financial firms are rapidly increasing their focus on data testing as they modernise their technology infrastructure to cope with rising data volumes, message rates,...

Basel 3.1: Turning compliance into strategy

Over the past decade, financial institutions have faced an unrelenting wave of new regulatory requirements. With Basel 3.1 on the horizon, firms are being called...

IRSG introduces dashboard on regulatory alignment

The IRSG, a leading cross-sectoral body representing UK-based financial and professional services, has launched its new Global Regulatory Coherence Dashboard. The initiative is designed...

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