Tag: personal trading
Compliance sprawl: firms juggle nearly 14 systems, MCO finds
Financial services firms are pouring more money into compliance, yet new research from MCO (MyComplianceOffice) suggests that much of this investment is being absorbed...
Prediction markets expose new compliance gaps for advisers
The rapid rise of prediction markets is creating a fresh set of compliance challenges for investment advisers. When firms or their staff trade event...
MCO unveils employee digital asset trading oversight solution
MCO (MyComplianceOffice), a provider of integrated compliance technology, has announced the launch of its Digital Asset Personal Trading solution, designed to help financial services...
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