Tag: RegTech

The Financial Conduct Authority (FCA) has told firms operating in private markets that their handling of conflicts of interest must evolve alongside the sector’s...

As regulators tighten expectations on operational resilience, IT general controls (ITGC) are moving from back-office hygiene to board-level concern. These controls underpin the security,...

Trade-based money laundering (TBML) remains one of the hardest threats to detect across the global financial system. Criminal networks manipulate cross-border trade to move...

Wealth management firms face growing pressure to expand social media access for financial advisers while maintaining effective compliance oversight, as new research highlights the...

AML Analytics has secured a significant growth investment from Covalent Equity Partners, a private equity firm built to scale leading technology platforms in the...

More than a year after the Digital Operational Resilience Act began to apply, many financial services firms are discovering that compliance is not a...

Technology has become central to how firms manage financial crime risk, yet no platform can produce insight by itself. According to Arctic Intelligence, the strength...

Transaction screening still remains a cornerstone of sanctions compliance, but it only goes so far. According to RegTech firm Quantifind, truly understanding sanctions exposure means...

Adclear has partnered with NatWest to rebuild how the bank checks its marketing and communications, so it can increase content output without compliance approvals...

Global Relay has extended its range of Google Workspace connectors so that financial institutions can capture and retain electronic communications created across the Google...