Tag: RegTech

The Financial Conduct Authority (FCA), the UK's financial services regulator, has published new guidance designed to make it easier for asset managers to adopt...

For many Electronic Money Institutions (EMIs), the following scenario will ring uncomfortably true: a screening tool flags a customer; moments later, the monitoring engine...

Tax reporting solutions are undergoing rapid transformation as firms grapple with mounting regulatory complexity. With FATCA, CRS and other cross-border obligations generating ever-greater data...

Ask a compliance officer how their programme is performing and you are likely to receive a carefully hedged response. Ask them what excellence looks...

The most challenging aspect of preparing for eIDAS 2.0 is not the technical complexity itself — it is recognising that the decision is not...

Financial regulation has always been shaped by the boundaries it seeks to defend. Once, those boundaries were physical—bank branches, vaults, national borders. Then they...

Hong Kong's Securities and Futures Commission (SFC) has fined a responsible officer at a licensed securities firm HK$1m and handed down a four-and-a-half-year industry...

Global ETF assets climbed to $21.24 trillion by February 2026, up 7% year-to-date, as investors continue pouring capital into both traditional and alternative strategies,...

Zamp, a sales tax compliance platform positioning itself as the operating system for sales tax, has raised a total of $30m to accelerate the...

The Payment Systems Regulator (PSR) has fined Bank of Ireland UK £3,779,300 after the lender failed to implement Confirmation of Payee (CoP) by its...