Tag: regulatory

The EU has initiated the world's first comprehensive legislation aimed at artificial intelligence, known as the European AI Act.  The regulation, designed to create a...

The importance of robust, clear, and compliant policies and procedures cannot be overstated in the dynamic realm of financial services. These fundamental elements empower firms to align their operations with strategic goals, adhere to regulatory mandates, and cultivate a culture rooted in accountability and transparency.

In order to ensure compliance with regulations and guidelines that govern the financial industry, it is vital to monitor regulatory changes.

Global enforcement fines have hit a staggering $5.65bn in the third quarter of 2023, according to a report released by Corlytics.

The IA, a regulatory body overseeing the insurance sector in Hong Kong and the ICAC have entered into an agreement.

A worrying 74% of IT and compliance professionals in the US and UK feat their staff might be using unsupervised communication channels - a rise from 66% in 2022. This finding comes from a pioneering survey has been commissioned for Theta Lake, a premier figure in Digital Communications Governance (DCG).

MyComplianceOffice (MCO) recently took a deep dive into the topic of eComms regulation and whether businesses are ready for it.

In a recent post, Saas firm Diligent detailed that regulatory compliance teams can build better training programs. 

Joe Schifano, Global Head of Regulatory Affairs at Eventus, made an appearance on the DerivSource podcast, ‘Living the Trade Lifecycle’.

Key European PayTech investment stats H1 2023: • European PayTech deal activity reached 93 transactions in the first half of 2023, down 52% YoY • European...