Tag: regulatory compliance

A robust compliance program is fundamental for any firm in the financial sector, serving as the mainstay of its operational integrity. At the heart of a successful compliance strategy lies a profound comprehension of the firm’s business model and the foresight to adapt to any potential shifts in business practices.

Let’s acknowledge a crucial aspect from the outset – managing the Customer Lifecycle Management (CLM) journey has become an increasingly complex, costly, and challenging...

Maiven, a UK-based RegTech company, has launched an AI-driven platform that delivers real-time, personalised climate policy insights to help corporates navigate a rapidly evolving global regulatory landscape.

As the investment services industry braces for a wave of regulatory transformation, a new perspective is emerging—one that views compliance not as a cost centre, but as a catalyst for growth.

PIMFA WealthTech, the innovation arm of the Personal Investment Management & Financial Advice Association (PIMFA), has partnered with Morningstar to launch a new AI-focused Tech Sprint, aimed at solving key operational challenges in the wealth management sector.

The increasing urgency of global challenges like climate change and social inequality has propelled corporate sustainability reporting from a voluntary initiative to a crucial business practice.

Key Singaporean FinTech investment stats in 2024: Singaporean FinTech funding dropped by 57% YoY in 2024 Average deal value decreased by 17% to $18m...

Theta Lake has announced the launch of numerous industry-first capabilities within its Theta Lake Risk and Compliance Suite.

Key US RegTech investment stats in 2024: US RegTech funding dropped by 28% YoY in 2024 Californian companies dominated the US RegTech space with...

Key German WealthTech investment stats in 2024: German WealthTech investments dropped by 70% in 2024 YoY Average deal value dropped to $12.9m as investors...