Tag: regulatory compliance

Zeidler Group, a technology-driven law firm and regulatory compliance services provider for the asset management industry, has named Serena Goldberg as its new chief...

For much of the brokerage industry's recent history, investment followed visibility. Trading platforms became the defining battleground — sleek multi-asset interfaces, mobile-first dashboards, and...

Financial crime compliance (FCC) is undergoing a generational transformation — one arguably more profound than the regulatory overhaul that followed the September 2001 terrorist...

Tax reporting solutions are undergoing rapid transformation as firms grapple with mounting regulatory complexity. With FATCA, CRS and other cross-border obligations generating ever-greater data...

Ask a compliance officer how their programme is performing and you are likely to receive a carefully hedged response. Ask them what excellence looks...

For compliance teams currently working through their FATCA and CRS reporting cycle, the pattern will feel all too familiar. What ought to be a...

Funds have become a cornerstone of modern investing — but they are quietly creating a growing blind spot in employee trading controls, one that...

Global regulatory compliance is the continuous process of ensuring a business meets the legal, regulatory, and operational requirements of every market in which it...

February 2026 marked a notable shift in how the Financial Conduct Authority (FCA) communicates with regulated firms. According to Theta Lake, rather than issuing...

Cross-border payment service providers are facing heightened regulatory scrutiny following new anti-money laundering and counter-terrorist financing (AML/CFT) guidance issued jointly by Finansinspektionen and the...