Tag: regulatory compliance

Supply chain management is crucial to any sustainability strategy, yet it stands as one of the most convoluted aspects.

StarCompliance (Star), a leader in employee compliance technology solutions, has acquired Aer Compliance (Aer), a specialist in digital asset trading pre-clearance and post-trade monitoring.

In today’s competitive business landscape, managing the client lifecycle efficiently is more important than ever. KYC Portal CLM offers a comprehensive solution that streamlines every stage of the client journey, from onboarding to ongoing monitoring and beyond. This powerful platform helps businesses ensure regulatory compliance, enhance client satisfaction, and improve operational efficiency.

The DORA is poised to fundamentally alter the regulatory landscape for EU financial entities and their third-party providers from 17th January 2025.

Navigating the complexities of regulatory compliance is a fundamental aspect of business management, crucial for avoiding fines.

Sanctions screening is an integral aspect of AML practices, ensuring organisations do not inadvertently engage with entities or individuals subject to international or national sanctions, thereby avoiding facilitating unlawful activities.

The UK Home Office has issued guidance pertaining to the newly introduced offence of failure to prevent fraud by the Economic Crime and Corporate Transparency Act 2023, set to be enforced in nine months.

Key European WealthTech investment stats in Q3 2024: European funding dropped by 91% YoY as investors grow cautious UK increased its hold on the...

The global fund management industry is undergoing a transformative period as it faces increasing pressures to improve operational efficiency and deliver more transparent, accountable services.

Recordkeeping violations continue to rise, with fines now surpassing $4bn since 2021 due to employees' use of unauthorised communication channels. Regulatory bodies have underscored that merely having off-channel policies is insufficient.