Tag: regulatory compliance

For commercial insurers, keeping pace with ISO updates is a necessary part of maintaining compliant products and pricing. But as ISO expands its Commercial...

Key global FinTech investment stats in H1 2026: Global FinTech funding grew 14% YoY US companies secured half of all deals in H1 to...

Prometeia, the Italian risk management and advisory specialist, has completed the implementation of its Prometeia Model Journey (PMJ) platform at the African Development Bank...

When a regulator comes knocking, it does not ask for a single channel's records. It asks about a person: a name, a time window...

The UK's new Product Summary marks its sharpest break from the PRIIPs Key Information Document (KID) in how it presents costs, according to regulatory...

Financial institutions have poured significant sums into technology meant to simplify complex operations. Sometimes it delivers. Often, however, the real difficulties only surface once...

Key European WealthTech investment stats in Q2 2026: European WealthTech deal activity dropped 21% YoY in Q2 UK retained its position as the main...

Key views on Impact of automation and AI across asset management functions: Acuity Analytics surveyed around 80 senior asset management representatives across the Americas,...

Neobanks, digital payment providers and wider FinTech players are under constant pressure to move quickly. Missing a market window can mean lost revenue, disappointed...

ACA's outsourced chief compliance officer (OCCO) service is being positioned as a way for registered investment advisers (RIAs) to close compliance gaps before they...