Tag: regulatory compliance

Risk, finance and regulatory reporting have traditionally operated as separate functions across financial institutions. While this structure has allowed teams to develop specialised processes,...

Key views on AI productivity impact by function across FIs and FinTechs: The Cambridge Centre for Alternative Finance surveyed 203 FinTechs and 149 traditional...

Financial services firms can invest in sophisticated risk technology, but those systems will have limited impact if organisations continue to view risk primarily as...

Financial crime risk assessments only work when governance holds everything together. These assessments pull input from business units, risk and compliance teams, technology functions,...

Key views on AI use case adoption across traditional FIs and FinTechs: The Cambridge Centre for Alternative Finance surveyed 203 FinTechs and 149 traditional...

The UK MGA sector has built its reputation on agility, with businesses often identifying opportunities early, entering specialist markets, responding to emerging risks and...

There comes a point in every MLRO's tenure when it becomes impossible to ignore that the organisation has outgrown its manual, Excel-based financial crime...

Ask a bank how many controls it operates and a confident answer is rare. Ask how many it actually needs, and which ones, and...

Client onboarding remains one of the most friction-heavy stages in the compliance lifecycle, and abandoned or error-ridden applications carry a real cost for regulated...

On paper, most financial institutions appear well defended. Policies are documented, procedures mapped, systems described as resilient, staff trained and audits scheduled. The result...