Tag: regulatory enforcement

In late February 2026, a prominent US educational institution agreed to pay $1.72m to the US Treasury to settle allegations that it processed tuition...

The UK’s Financial Conduct Authority (FCA) has delivered a stark warning to regulated firms in 2025, imposing more than £124m in fines by year-end,...

The FCA's launch of its inaugural Enforcement Watch newsletter marks a notable evolution in how enforcement expectations are communicated to the market. According to...

Manual know your customer (KYC) processes continue to create friction across regulated financial services, slowing onboarding, frustrating customers, and quietly increasing compliance exposure. According to...

The word “exam” tends to trigger anxiety, whether it comes from a school, a doctor, or a financial regulator. In financial services, however, regulatory...

A single consent order can dramatically change the direction of a bank’s compliance programme. For many institutions, this enforcement measure represents a pivotal moment...

2025 has brought a sharp escalation in enforcement action against UK law firms over anti-money laundering (AML) failings, with regulators handing out some of...

False negatives are emerging as one of the most dangerous blind spots in AI-driven compliance systems. While much of the attention has historically been...

The Abu Dhabi Global Market (ADGM) has issued a major enforcement action, shining a spotlight on the regulatory vulnerabilities facing virtual asset firms. This move serves as a stark reminder of the growing scrutiny within financial free zones, particularly in the rapidly evolving digital asset space.

Corlytics has released its regulatory enforcement data for Q3, showcasing a surge in regulatory actions, record fines, and a stronger emphasis on senior staff conduct.