Tag: regulatory reporting

Compliance has moved from a back-office function to a strategic priority across every regulated industry, yet no two sectors are grappling with identical pressures. According...

The US Securities and Exchange Commission (SEC) has fined Bank of America's Merrill Lynch business $7.5m after finding the firm failed to file numerous...

Regnology, a global technology firm operating at the crossroads of regulatory, risk, finance and supervisory solutions, has rolled out Regnology Risk Hub (RRiH) Ascend,...

Regnology, a provider of regulatory, risk and supervisory technology, has agreed to acquire Fed Reporter, a US firm specialising in regulatory reporting software for...

For most firms, reporting season ends the moment the file lands with the tax authority. The submission is made, the pressure lifts, and attention...

Bank compliance teams are being tested by a regulatory environment that is shifting faster than many can keep pace with. Artificial intelligence governance, operational...

Compliance officers have long operated in a world of too many systems and too little time. Transaction monitoring sits in one platform, KYC data...

Transaction reporting has always been the backbone of market abuse surveillance, but the rules of the game are shifting. As regulators deepen their reliance...

The European Central Bank (ECB), the central bank of the eurozone and key institution of the European System of Central Banks, has published a...

For many financial institutions, another FATCA and CRS reporting season has either concluded or is in its closing stages. The deadlines may vary by...