Tag: regulatory reporting

A common objection in compliance circles goes like this: why pay for regulatory intelligence when the regulator publishes everything online for free? It is...

Ajman Bank, a UAE lender, has rolled out a new RegTech platform built with consultancy 4most and regulatory technology specialist Reporting Center, overhauling how...

Thousands of Canadian businesses subject to the Proceeds of Crime (Money Laundering) and Terrorist Financing Act have never had to formally register with the...

The Financial Conduct Authority (FCA) has moved a step closer to replacing the UK MiFIR transaction reporting framework with the publication of consultation paper...

Regulatory reporting is becoming a major testing ground for artificial intelligence, but financial institutions are struggling to move beyond experimentation. New research from Regnology, a...

Fund administrators are facing greater pressure from their own clients as CRS 2.0 shifts tax reporting from a periodic compliance exercise towards an ongoing...

Casino compliance teams working in anti-money laundering (AML) hardly need reminding that failures in this area can prove costly. The Venetian's recent $7.2m settlement,...

Compliance teams are under mounting pressure to deliver accurate regulatory filings against tight deadlines, even as data volumes swell across fragmented systems. According to ACA...

Kaizen, the regulatory reporting assurance specialist, has appointed Rob Bernstein as chief financial officer (CFO) as the business prepares for its next stage of...

FATCA and CRS reporting season tends to end the same way for many financial firms: the file is prepared, reviewed, submitted, and the team...