Tag: Regulatory Risk

The realm of regulatory compliance is intricate and dynamic, presenting a continuous challenge that is crucial to the operational strategies of financial institutions.

The 2024 1LoD Surveillance Benchmarking Survey & Report, featuring insights from over 30 leading global banks, has highlighted the pressing need for banks to update their call surveillance practices. Sponsored by Wordwatch, the report outlines the operational and financial risks associated with maintaining multiple legacy systems.

The landscape of Asset Management firms has long been fraught with challenges, particularly in the arena of investor onboarding and lifecycle management. This process, characterized by an intricate Know Your Customer (KYC) procedure and the handling of vast data volumes, has historically grappled with the limitations of outdated technological infrastructures.

Understand How Compliance Leaders Are Protecting Their Firms Against Market Abuse and Regulatory Risk

Synechron, a predominant global digital transformation consulting firm, focuses its expertise on the financial services and big technology sectors.

A familiar predicament haunts the global payments landscape: can financial institutions outgrow their compliance issues without stretching resources to the breaking point? Scaling staff often means soaring costs and growing complexity. RegTech company Hawk AI has outlined how it helped an payment processor improve their operations. 

As crypto firms face a challenges, regulators have launched investigations into companies' GRC arrangements.