Tag: Regulatory Technology

In today's rapidly evolving FinTech landscape, the capacity to effectively manage a growing volume of financial transactions is paramount, particularly with the rise in digital transactions.

In a move to modernize AML/CFT frameworks, the U.S. Department of the Treasury's FinCEN has unveiled a proposal under the Anti-Money Laundering Act of 2020.

Understanding the mindset of intermediaries is paramount for asset managers aiming to engage and collaborate with broker-dealers effectively. It's essential to grasp the key drivers behind their decision-making processes and identify critical contacts within their home offices. Such insights can highlight potential leverage points even before partnerships are forged.

eflow Global, a distinguished RegTech firm, specialises in offering sophisticated compliance solutions to financial firms globally.

European RegTech investment stats in Q2 2024: RegTech deal activity in Europe fell by 74% for Q2 2024 in YoY comparison The average deal...

In the financial sector, the introduction of perpetual Know Your Customer (pKYC) practices marks a significant pivot from traditional methods such as KYC. According to...

In the dynamic realm of regulatory compliance, traditional surveillance techniques are no longer sufficient. As regulatory frameworks evolve, adopting cutting-edge technologies is crucial for firms aiming to stay ahead.

A survey conducted by Muinmos has shed light on the significant hurdles financial institutions face during client onboarding.

LinkedIn has become an essential tool for professionals, especially within the financial services industry. According to Theta Lake, with its impressive networking capabilities, LinkedIn...

In today’s digital age, reliable communication networks are vital for business operations, especially in the financial sector. Theta Lake, a digital communications governance and archiving...