Tag: SEC marketing rule

The US Securities and Exchange Commission (SEC) has settled with a Florida-based investment manager over fraud and misleading investor disclosures, serving as a stark...

Zeidler Group said the SEC’s latest Marketing Rule FAQs, released last Friday, are a targeted clarification rather than a market-moving shift, and warned asset...

In the world of investment management, adhering to the Global Investment Performance Standards (GIPS®) is crucial for ensuring transparency and credibility. A recent survey conducted by ACA, which included responses from 700 GIPS-compliant firms, sheds light on the current practices and concerns in performance calculations and other pressing topics within the sector.