Tag: SEC
US Republicans on the offensive against ESG investing and reporting
US Republicans have unveiled a slew of legislation aimed at curbing the influence of ESG initiatives on financial and capital markets.
Digital private markets leader Netcapital secures $1.2m in public offering
Netcapital, a distinguished player in the digital private capital markets ecosystem, has made an important announcement today.
Global regulators turn the heat up on trade surveillance: How can...
In a recent post, RegTech firm Eventus outlined key reasons why practitioners must be the key drivers behind trade compliance.
The rise of the ISSB: Navigating the new era of sustainability...
In a recent post by Diligent, the company outlined some key details surrounding the International Sustainability Standards Board (ISSB).
Unpacking the SEC climate disclosure rule: a shift towards sustainability reporting
Position Green's Managing Director in the USA, Jason Stanley, has shed light on the intricate details of the US Securities and Exchange Commission's (SEC) newly proposed climate disclosure rule, explaining its far-reaching implications on US and foreign private issuers.
FinTech firm Netcapital sets to offer $1.7m shares in direct offering
Netcapital, a digital private capital markets ecosystem listed on Nasdaq as NCPL and NCPLW, has entered into definitive agreements to offer an aggregate of 1.1m shares of its common stock at $1.55 per share.
Navigating market abuse enforcements: current focus and future implications
eFlow Global recently outlined some of the biggest challenges around navigating market abuse enforcement and future implications.
Securities and Exchange Commission proposes stronger cybersecurity rules
The SEC has proposed new requirements to a number of key industry stakeholders to address cybersecurity risks.
Gensler claims SEC considering climate disclosure rule adjustments
Gary Gensler, the chair of the US Securities and Exchange Commission, has said the SEC is considering adjusting its climate risk disclosure rules for public firms.
SEC set to examine ESG investing as a priority focus
The US Securities and Exchange Commission (SEC) has revealed that ESG investing will be a key focus in its Division of Examinations in 2023.